CWK Global supported a seminar about “How Do Accounting Professionals Get Prepared For The SFC Investigation”

CWK Global supported a seminar titled ‘How Do Accounting Professionals Get Prepared For The SFC Investigation?’ on 16 April 2024, in collaboration with HKCPDA. The seminar aimed to discuss how accounting professionals can effectively prepare for SFC Investigations.

Discussion on SFC Investigation

We were so honored to have Ms. Katrina Kwan, a partner of Messrs. So, Lung & Associates, Solicitors, as the speaker of the seminar. Ms. Kwan specializes in commercial litigation and contentious regulatory advisory work. In this seminar, she shared her legal knowledge and practical experience in relation to SFC investigations, Covering various topics such as offences, obligations, and privileges under the Securities and Futures Ordinance (Cap 571), SFC interviews etc.

This seminar provided participants with valuable insights and practical guidance, enabling accounting professionals navigate SFC investigations effectively, empowering them to ensure compliance and upholding industry standards.